From Rules of Origin to Sustainability: Evolution of Product Transparency in International Trade

Phuc Gia Dao

Résumé


This study examines the evolution of transparency and due diligence obligations in international trade law under the WTO framework, focusing on how these requirements have broadened beyond traditional rules of origin and product safety standards to encompass sustainability concerns, including environmental protection and human rights in supply chains. It also evaluates the implications of these developments for exporters in the Global South. Through a doctrinal analysis of WTO agreements, case law, and recent regulatory initiatives, the study finds that new due diligence measures, exemplified by the EU Corporate Sustainability Due Diligence Directive, the EU Deforestation Regulation, and the U.S. Uyghur Forced Labor Prevention Act, represent the next generation of extraterritorial trade measures aimed at aligning global commerce with sustainable development goals. However, these measures also impose significant compliance burdens on developing-country exporters, especially smaller producers. The study concludes that while sustainability-driven transparency is a positive trend, its fair and effective implementation requires capacity-building support for producers in developing economies, inclusive international standard-setting, and multilateral cooperation to ensure consistency with WTO principles. Finally, by providing a comprehensive legal analysis of modern supply chain due diligence regimes and their trade-law compatibility, this research offers novel insights into reconciling global trade governance with ethical and environmental imperatives. It highlights pathways to integrate sustainability without disadvantaging developing economies.

Mots-clés


WTO law. Due diligence. Non-product-related PPMs. Sustainable supply chains. Global South.

Texte intégral :

PDF (English)

Références


AL-EMADI, Talal Abdulla; PEREIRA, Eduardo G; AL-MASRY, Mostapha; et al. The EU corporate sustainability due diligence directive: implications and the Qatari case study. The Journal of World Energy Law & Business, v. 18, n. 4, p. jwaf022, 2025.

ALMEIDA, Thiago Ferreira. Environmental Protection or Domestic Protectionism? The EU Deforestation-Free Regulation and its Shift from Exporter to Importer of Foreign Capital. In: WESSEL, Ramses A.; BERGAMASCHINE MATA DIZ, Jamile; PÉRET TASENDE TÁRSIA, Júlia; et al (Orgs.). EU External Relations Law and Sustainability: The EU, Third States and International Organizations. The Hague: T.M.C. Asser Press, 2024, p. 167–201. Disponível em: . Acesso em: 21 set. 2025.

BARAI, Munim Kumar; LE, Thi Ai Lam; NGUYEN, Nga Hong. Vietnam: achievements and challenges for emerging as a FTA hub. Transnational Corporations Review, v. 9, n. 2, p. 51–65, 2017.

BAUMÜLLER, Josef. Corporate Sustainability Due Diligence Directive. Der Wirtschaftstreuhänder: WT Fachjournal für Wirtschaftsprüfer und Steuerberater, v. 76, n. 4, p. 284–288, 2024.

BENNETT, Elizabeth A. Chapter 9: The efficacy of voluntary standards, sustainability certifications, and ethical labels. In: [s.l.: s.n.], 2022. Disponível em: . Acesso em: 2 jan. 2026.

BENOIT, Charles. Picking Tariff Winners: Non-Product Related PPMS and DSB Interpretations of Unconditionally within Article I:1 Note. Georgetown Journal of International Law, v. 42, p. 583–604, 2010.

BESLEY, Timothy; CORD, Louise. Overview International Trade and Climate Change Economic, Legal, and Institutional Perspectives. [s.l.]: World Bank Publications, 2007. Disponível em: . Acesso em: 9 fev. 2017.

BOHANES, Jan. Risk regulation in WTO law: A procedure-based approach to the precautionary principle. Colum. J. Transnat’l L., v. 40, p. 323, 2001.

BREE, Axel. Article XX GATT-QUO VADIS-The Environmental Exception after the Shrimp/Turtle Appellate Body Report. Dick. J. Int’l L., v. 17, p. 99, 1998.

CARLSON, Geoffrey. United States – Certain Country of Origin Labelling (Cool) Requirements (US–Cool, Article 22.6 – United States), DS384/DS386. World Trade Review, v. 15, n. 3, p. 526–528, 2016.

CHARNOVITZ, Steve. The law of environmental PPMs in the WTO: Debunking the myth of Illegality. Yale J. Int’l L., v. 27, p. 59, 2002.

CLIFFORD CHANCE. The EU’s Corporate Sustainability Due Diligence Directive: Impact on US Companies. Clifford Chance. Disponível em: . Acesso em: 2 jan. 2026.

COGLIANESE, Cary; SAPIR, André. Risk and Regulatory Calibration: WTO Compliance Review of the US Dolphin–Safe Tuna Labeling Regime. World Trade Review. Disponível em: /journals/world-trade-review/article/risk-and-regulatory-calibration-wto-compliance-review-of-the-us-dolphinsafe-tuna-labeling-regime/9CC6BBDE41C96D9C17EEEAD6E7F6E293>. Acesso em: 13 abr. 2017.

CONDON, Madison; IGNACIUK, Ada. Border Carbon Adjustment and International Trade: A LITERATURE REVIEW. Paris, France: [s.n.], 2013. Disponível em: . Acesso em: 8 fev. 2017.

CRANE, Andrew; LEBARON, Genevieve; ALLAIN, Jean; et al. Governance gaps in eradicating forced labor: From global to domestic supply chains. Regulation & Governance, v. 13, n. 1, p. 86–106, 2019.

CROWLEY, Meredith A.; HOWSE, Robert. Tuna–Dolphin II: a legal and economic analysis of the Appellate Body Report. World Trade Review, v. 13, n. 2, p. 321–355, 2014.

DROEGE, Susanne; FISCHER, Carolyn. Pricing Carbon at the Border: Key Questions for the EU. ifo DICE Report, v. 18, n. 01, p. 30–34, 2020.

DU, Ming. What Is a Technical Regulation in the TBT Agreement? Some Reflections on EC-Seal Products. 2015.

ECOVADIS. Trade vs. Trees: Is the EU’s Deforestation Regulation Being Undercut by Its Own Trade Policy? Disponível em: . Acesso em: 2 jan. 2026.

EVANS, David. The United States-Mexico-Canada Agreement: How NAFTA 2.0 Represents a New Era in North American Trade. DePaul L. Rev., v. 71, p. 831, 2021.

GRUBB, Michael; JORDAN, Nino David; HERTWICH, Edgar; et al. Carbon Leakage, Consumption, and Trade. Annual Review of Environment and Resources, v. 47, n. 1, p. 753–795, 2022.

HUSISIAN, Gregory; TURLAIS, John E. What Every Multinational Company Needs to Know About…The Uyghur Forced Labor Prevention Act (Part I). Disponível em: . Acesso em: 2 jan. 2026.

INAMA, Stefano. Rules of Origin in International Trade. [s.l.]: Cambridge University Press, 2022.

IRELAND, Emma. Are US Corporations Being Dodd-Frank: Disclosure Law as an Instrument of Social Reform. Penn Undergraduate LJ, v. 4, p. 5, 2016.

JURENAS, Remy; GREENE, Joel L. Country-of-Origin Labeling for Foods and the WTO Trade Dispute on Meat Labeling. The U.S: Congressional Research Service, 2013. (CRS Report for Congress: Prepared for Members and Committees of Congress). Disponível em: .

KIM, Minjung. The ‘Standard’ in the GATT/WTO TBT Agreements: Origin, Evolution and Application. Journal of World Trade, v. 52, n. 5, 2018. Disponível em: . Acesso em: 2 jan. 2026.

KINSENG, Rilus A; NASDIAN, Fredian Tonny; MARDIYANINGSIH, Dyah Ita; et al. Unraveling disputes between Indonesia and the European Union on Indonesian palm oil: from environmental issues to national dignity. Sustainability: Science, Practice and Policy, v. 19, n. 1, p. 2152626, 2023.

KISHORE, Pallavi. Revisiting the WTO Shrimps Case in the Light of Current Climate Protectionism: A Developing Country Perspective. Geo. Wash. J. Energy & Envtl. L., v. 3, p. 78, 2012.

KÖTHKE, Margret; LIPPE, Melvin; ELSASSER, Peter. Comparing the former EUTR and upcoming EUDR: Some implications for private sector and authorities. Forest Policy and Economics, v. 157, p. 103079, 2023.

LEAL-ARCAS, Rafael; ALSAUD, Madhawi. New Trends in International Economic and Environmental Law and Governance. J. Animal & Env’t L., v. 15, p. 1, 2023.

LEAL-ARCAS, Rafael; MALLE, Ellis; KERESTEDJIAN, Marion; et al. THE WORLD TRADE ORGANIZATION AND CARBON MARKET CLUBS. v. 52, .

LI, Bo; CARTER, Sarah; SCHNEIDER, Tina; et al. What Is the EU Deforestation Regulation? 7 Key Questions, Answered. Disponível em: . Acesso em: 2 jan. 2026.

LIU, Xuepeng; SHI, Huimin. Anti-dumping duty circumvention through trade rerouting: Evidence from Chinese exporters. The World Economy, v. 42, n. 5, p. 1427–1466, 2019.

LONG, Tom. Small States, Great Power? Gaining Influence Through Intrinsic, Derivative, and Collective Power. International Studies Review, v. 19, n. 2, p. 185–205, 2017.

MACCHI, Chiara. A Glass Half Full: Critical Assessment of EU Regulation 2017/821 on Conflict Minerals. Journal of Human Rights Practice, v. 13, n. 2, p. 270–290, 2022.

MARÍN DURÁN, Gracia; SCOTT, Joanne. Regulating trade in forest-risk commodities: two cheers for the European Union. Journal of Environmental Law, v. 34, n. 2, p. 245–267, 2022.

MAVROIDIS, Petros C. The Regulation of International Trade, Volume 1: GATT. [s.l.]: MIT Press, 2016.

MISHCHENKO, I. The Changing Role of Non-preferential Origin of Goods in World Trade: the Case of the EU. Evropský politický a právní diskurz, v. 11, n. 2, p. 40–50, 2024.

NGUYEN, Nguyen Trinh Thanh. The reform of Vietnamese Economic institutions under the impact of Free Trade Agreements A case study of the EU and Vietnam Free Trade Agreement. Köz-gazdaság - Review of Economic Theory and Policy, v. 13, n. 3, p. 191–203, 2018.

NORDHAUS, William. Climate clubs: Overcoming free-riding in international climate policy. American Economic Review, v. 105, n. 4, p. 1339–70, 2015.

OGER, Antoine. What’s missing in CBAM and the EU’s net zero strategy | White paper | Hinrich Foundation. Disponível em: . Acesso em: 2 jan. 2026.

RUMBLE, Olivia; GILDER, Andrew. WTO Review of EU Trade Policies highlights significant unease about CBAM. Disponível em: . Acesso em: 2 jan. 2026.

SIFONIOS, David. Environmental Process and Production Methods (PPMs) in WTO Law. [s.l.]: Springer, 2018.

SOLAR, Jimena; IVANOVA, Yovita; OBERLACK, Christoph. Human Rights and Environmental Due Diligence Regulations for Deforestation-Free Value Chains? Exploring the Implementation of the EU Regulation on Deforestation-Free Products in the Cocoa and Coffee Sectors of Peru. Global Policy, v. n/a, n. n/a, . Disponível em: . Acesso em: 21 set. 2025.

UNCTAD. Voluntary Sustainability Standards. UNCTAD. Disponível em: . Acesso em: 2 jan. 2026.

VENTURA, Livia. Corporate sustainability due diligence and the new boundaries of the firms in the European Union. European Business Law Review, v. 34, n. 2, 2023.

YOUNG, Steven B. Responsible sourcing of metals: certification approaches for conflict minerals and conflict-free metals. The International Journal of Life Cycle Assessment, v. 23, n. 7, p. 1429–1447, 2018.

European Communities - Measures Prohibiting the Importation and Marketing of Seal Products.

European Communities - Measures Prohibiting the Importation and Marketing of Seal Products.

Japan - Taxes on Alcoholic Beverages.

United States - Import Prohibition of Certain Shrimp and Shrimp Products.

United States - Restrictions on Imports of Tuna.

United States - Restrictions on Imports of Tuna.




DOI: https://doi.org/10.5102/rdi.v22i3.10442

ISSN 2236-997X (impresso) - ISSN 2237-1036 (on-line)

Desenvolvido por:

Logomarca da Lepidus Tecnologia